Senior manager, compliance

Job Description

Uitloggen Minimum Qualifications: Bachelor of Commerce/ Economics/ Business/ Laws or relevant industry qualification (minimum) Experience: A solid understanding of Australian & New Zealand regulatory environment & requirements, with ability to conceptualise, interpret & communicate clearly on its impact on the business & financial products Demonstrated experience in managing key stakeholder relationships at a senior level Experience in writing & delivering technical training to non-technical audiences Be comfortable in working with complexity & ambiguity Excellent written & verbal communication skills Position Overview: Rabobank has an opening for a Senior Compliance Manager due to an internal movement. In this role you will establish yourself as a trusted advisor to allocated business areas within Rabobank. This is a hands-on, highly visible Line 2 role where you will work closely with local & global business stakeholders, Control Room, & other areas of broader Compliance, Legal, Audit, 2nd Line Risk & 1st Line Risk Champions. You will join a well-established team based in Sydney & report to the Executive Manager Local Compliance Office. Top Role Accountabilities: Be the first point of contact for the business & responsible for the management of the Compliance functional mailbox, ensuring responses are addressed within agreed timelines Acting as the Compliance SME on Compliance related matters, providing technical advisory support on general enquiries, escalated matters & incident investigations Ensuring the various compliance registers are up to date Facilitating & assisting the business with policy implementation ensuring risks are managed through appropriate controls Delivering technical training to business & assist with regulatory engagement with regulators if required Designing & documentation of controls that are efficient, effective & support compliance with obligations Planning & facilitating policy implementation in a timely manner with the business units including with Head office & local policies Leading/supporting the risk assessment process for all compliance risks, including ongoing support on the identification & management of risks Identifying & actioning incidents & breaches, analysing results, reporting & follow up on remedial action. Escalate as required. Contributing & providing compliance related information to support quarterly reporting to committees, Board, Regulatory, any other reporting Other duties as directed To be successful you will have: 10+ years' compliance experience gained within Financial Services Industry, large corporations or regulators A solid understanding of Australian & New Zealand regulatory environment & requirements Demonstrated experience in managing key stakeholder relationships at a senior level Experience in writing & delivering technical training to non-technical audiences Be comfortable in working with complexity & ambiguity Bachelor of Commerce/ Economics/ Business/ Laws or relevant industry qualification (minimum) Our Values: Rabobank Australia values inclusion, belonging, & positive experiences for all. Our work environment, our benefits, & the way we live our values, "Client Driven", "Responsible", "Professional" & "Cooperative" make it a great place to work. We welcome applicants from diverse backgrounds. What we're proud to offer you: : Our hybrid way of working at Rabobank. Wellbeing leave: Two extra leave days for better work/life balance. Education Assistance Program: Support for professional development. Parental Leave: Up to 14 weeks paid leave. Bonus and Additional Leave: Incentives for extra Annual Leave. Extra Insurance: Employer-funded Death, TPD & Income Protection Insurance. Rabo Workplace Giving program: Encouraging contributions to our community. #J-18808-Ljbffr